Providing Capital Market Services to:
LaSalle Street Capital Markets,Inc.
Business Continuity Planning

Business Continuity Plan
LaSalle Street Capital Markets, Inc. plans to quickly recover and resume business operations after a significant business disruption, and respond by safeguarding our employees and property, making a financial and operational assessment, protecting the books and records of LaSalle Street Capital Markets, Inc. , and allowing our customers to transact business. In short, our business continuity plan is designed to permit our firm to resume operations as quickly as possible, given the scope and severity of the significant business disruption.

Our plan addresses: data back up and recovery; all mission critical systems; financial and operational assessments; alternative communications with customers, employees, and regulators; alternate physical location of employees; critical suppliers, bank and counterparty impact; regulatory reporting; and assuring our customers prompt access to our business counterparties if we are unable to continue our business.

A significant amount of the records of LaSalle Street Capital Markets are regularly backed-up and stored off-site, which provides for the restoration of its own operations in order to complete existing transactions, and accept new transactions and payments.

We will make every reasonable effort to continue conducting business during any significant business disruption, employing the use of our business continuity plan. We plan to continue conducting business during any significant business disruption unless circumstances prohibit us from doing so. If, for any reason, at any time, we are forced by circumstances outside our direct control to discontinue business, we will immediately determine our planned recovery time and communicate those plans to all concerned parties.

We have devoted considerable thought and effort to designing our business continuity plan. However, no plan can assure recovery if a disaster or significant business interruptions were to occur. In addition, LaSalle St. Capital Markets, Inc. relies on the services of other entities over which LaSalle St. Capital Markets, Inc. has no control, and thus cannot assure their preparedness in the case of a significant business interruption.

We review our plan periodically to ensure readiness.

Contacting Us
If a significant business disruption occurs at our main office located at 4722 Main Street in Lisle that you cannot contact us as you usually do at 630.435.9128, you should call our alternative number 312.382.7000 or go to our web site at www.capitalmarketsinc.com